IBM 4770-001 Enterprise PKCS#11 HSM Cryptographic Coprocessor Security Module
IBM 4770-001 Enterprise PKCS#11 HSM Cryptographic Coprocessor Security Module, from IBM, holds FIPS 140-2 certificate #4558 at overall level 4. The validation is historical: agencies may keep the module in existing systems but not buy it new. Below are its algorithm certificates, its validation history, and the list moves this tracker has observed, which NIST does not date.
Caveat: When operated in FIPS mode
Certificate
| Certificate number | 4558 |
|---|---|
| Standard | FIPS 140-2 |
| Status | historical |
| Overall level | 4 |
| Module type | Hardware |
| Embodiment | Multi-Chip Embedded |
| Vendor | IBM · website |
| Hardware versions | PN 03JJ471-H07163 POST0 v9398 MB0 v9005 (Standard Power)[1]; PN 03JJ467-H07163 POST0 v9398 MB0 v9005 (Low Power)[1]; PN 03JJ829-N38324 POST0 v8840 MB0 v3606 (Standard Power)[1]; PN 03JJ825-N38324 POST0 v8840 MB0 v3606 (Low Power)[1]; PN 03KY267-H07190 POST0 v8840 MB0 v3606 (Standard Power)[1]; PN 03KY263-H07190 POST0 v8840 MB0 v3606 (Low Power)[1]; PN 03NH208-H07282 POST0 v8840 MB0 v3606 (Standard Power)[2]; PN 03NH207-H07282 POST0 v8840 MB0 v3606 (Low Power)[2]; PN 03KY759-H07282 POST0 v8840 MB0 v3606 (Standard Power)[2]; PN 03KY755-H07282 POST0 v8840 MB0 v3606 (Low Power)[2] |
| Firmware versions | 8.0.37z P3592 M3592 P4630 F0D0B [1] and 8.0.53z P6936 M6936 P4630 F0D0B [2] for segment 1, 5E8E 728A [1] and 22C3 5978 [2] for segment 2, 77FA 9138 [1] and 75E0 3BCE [2] for segment 3 |
Module description
Quoted from the NIST CMVP entry for this certificate.
The IBM 4770-001 Enterprise PKCS#11 Hardware Security Module is in the form or a PCIe card that executes IBM Enterprise PKCS#11 firmware within a secured tamper responding hardware boundary.
Security level exceptions
- Mitigation of Other Attacks: N/A
Approved algorithms (15)
| Algorithm | CAVP certificates |
|---|---|
| AES | A2495 |
| CKG | vendor affirmed |
| DRBG | A2427, A2431, A2471, A2495 |
| DSA | A2471 |
| ECDSA | A2427, A2431, A2495 |
| ENT | |
| HMAC | A2495 |
| KAS-SSC | A2471, A2495 |
| KBKDF | A2495 |
| KDA | A2495 |
| KTS | |
| RSA | A2495 |
| SHA-3 | A2495 |
| SHS | A2471, A2495 |
| Triple-DES | A2495 |
Tested configurations
- N/A
Validation history
| Date | Type | Lab |
|---|---|---|
| 2023-08-18 | Initial | atsec information security corporation |
| 2025-03-07 | Update | atsec information security corporation |
Status timeline
As observed by this tracker's snapshots. NIST publishes no dates for list moves; observation began 2026-08-21, so earlier changes carry no date.
- 2026-08-21: first observed by this tracker, status historical at the time of the earliest snapshot
- 2026-09-22: observed moving from active to historical
- Validation dates on record: 2023-08-18, 2025-03-07